October 1, 2018 / 5:43 PM / 16 days ago

BUZZ-Upcoming US IPOs, follow-ons + convertibles

Near term pipeline of notable IPOs, follow-ons and convertible offerings:

** Oct 2: Upwork (US, freelance marketplace) - $172m IPO. 12.3m shs, range $12-$14. CITI, JEFF, RBC. Nasdaq "UPWK". Range increased from $10-$12. bit.ly/2ReRGw2

** Oct 3: Guardant Health (US, biotech) – $213m IPO. 12.5m shs, range $15-$17. JPM, BAML. Nasdaq “GH”

** Oct 3: Kodiak Sciences (US, biotech) – $135m IPO. 9m shs, range $13-15. MS, BAML, BARC

** Oct 4: Azure Power Global (India, solar power) – $185m FO. Shs TBD vs $15.30 last sale at launch. CS, BARC, HSBC

** Oct 4: Elastic (Netherlands, web search) – $203m IPO. 7m shs, range $26-$29. GS, JPM, BARC, RBC, BAML, CITI, JEFF, CGEN. NYSE “ESTC”

** Oct 10: Livent (US, lithium) – $400m IPO. 20m shs, range $18-$20. BAML, GS, CS. FMC is co’s parent. NYSE “LTHM”

** Oct 10: Osmotica Pharmaceuticals (Ireland/US, biotech) – $133m IPO. 8.3m shs, range $14-$16. JEFF, BARC, RBC, WF. Nasdaq “OSMT”

** Oct 11: Anaplan (US, cloud software) – $233m IPO. 15.5m shs, range $13-$15. GS, MS, BARC. NYSE “PLAN”

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